Orthodontics

Orthodontic Appliances: Moving the Lower Jaw Forward with Herbst and Functional Devices

By Hart 6 min read

Mandibular advancement devices (MADs), including fixed options like the Herbst appliance and removable functional appliances such as the Twin Block, Bionator, and Frankel, are the primary orthodontic tools designed to move the lower jaw forward.

What is the orthodontic appliance to move the lower jaw forward?

The primary orthodontic appliances designed to move the lower jaw (mandible) forward are broadly categorized as mandibular advancement devices (MADs), with prominent examples including the Herbst appliance and various functional appliances like the Twin Block, Bionator, and Frankel.

Understanding Mandibular Advancement Devices

Mandibular advancement devices (MADs) are specialized orthodontic or orthognathic appliances used to correct a misaligned bite where the lower jaw is positioned too far back relative to the upper jaw. This condition, known as Class II malocclusion or retrognathia, can lead to functional issues such as difficulty chewing, speech impediments, and in some cases, contribute to obstructive sleep apnea. These appliances work by applying carefully controlled forces to reposition the mandible, encouraging forward growth in growing patients, or maintaining a forward posture in adults.

The Herbst Appliance: A Fixed Solution

The Herbst appliance is one of the most widely recognized and effective fixed orthodontic appliances for mandibular advancement.

  • Structure: It consists of a telescopic rod and tube mechanism attached to bands or crowns on the molars of both the upper and lower jaws. The rods are typically positioned on the cheek side of the mouth.
  • Mechanism: When the patient closes their mouth, the telescopic rods exert a constant, gentle pushing force on the lower jaw, guiding it into a more forward position. This continuous force encourages adaptive changes in the temporomandibular joint (TMJ) and stimulates growth at the condylar heads (the articulating part of the lower jaw), particularly in adolescents whose jaws are still developing.
  • Advantages: Being a fixed appliance, its effectiveness is less dependent on patient compliance compared to removable options. It works 24/7, providing consistent therapeutic pressure.
  • Indications: Primarily used in growing patients (typically during or just before their pubertal growth spurt) to correct Class II malocclusion.

Functional Appliances: Removable Options

Functional appliances are a group of removable orthodontic devices that leverage the patient's own muscle activity and jaw posture to guide mandibular growth and repositioning.

  • Twin Block Appliance: This is one of the most popular functional appliances. It consists of two separate acrylic blocks, one for the upper arch and one for the lower. When the patient bites down, the angled surfaces of these blocks interlock, forcing the lower jaw into a forward position. It's designed to be worn nearly full-time, only removed for eating and cleaning.
  • Bionator: The Bionator is a smaller, less obtrusive removable appliance that primarily aims to improve jaw posture and muscle function. It guides the lower jaw forward and helps to normalize tongue position and lip seal, influencing overall facial development.
  • Frankel Appliance: Frankels are larger, more comprehensive functional appliances that not only advance the mandible but also help to expand the dental arches and modify perioral muscle activity. They are designed to influence the entire oral environment.
  • Mechanism of Functional Appliances: Unlike the direct mechanical push of the Herbst, functional appliances work by encouraging the patient to maintain a forward lower jaw posture. This sustained posture applies forces through the muscles and soft tissues, stimulating growth and remodeling in the TMJ and surrounding bone. Their effectiveness relies heavily on consistent patient wear.

Biomechanical Principles of Mandibular Advancement

Regardless of the specific appliance, the underlying biomechanical principle involves applying controlled, sustained forces to induce skeletal and dental adaptation.

  • Skeletal Remodeling: In growing individuals, the constant forward pressure stimulates growth at the condylar cartilages of the mandible, increasing the overall length of the lower jaw bone. This is a form of orthopedic correction.
  • Dental Compensation: The appliances also exert forces on the teeth, leading to dental movements that help to establish a proper bite relationship (e.g., proclination of lower incisors, retroclination of upper incisors).
  • Muscular Adaptation: The jaw muscles (masseter, temporalis, pterygoids) adapt to the new forward position, eventually helping to stabilize the corrected jaw alignment.
  • TMJ Remodeling: The temporomandibular joint undergoes adaptive changes in its fossa and condyle morphology to accommodate the new jaw position.

Conditions Treated

These mandibular advancement appliances are primarily used to treat:

  • Class II Malocclusion (Overbite/Retrognathia): Where the lower jaw is set back, creating a significant overbite.
  • Sleep Apnea (in certain cases): By advancing the mandible, the tongue base is moved forward, which can help to open the airway and reduce symptoms of obstructive sleep apnea. Specific oral appliances for sleep apnea are often similar in design to orthodontic MADs but are not always intended for permanent orthodontic correction.

Patient Experience and Considerations

While effective, wearing a mandibular advancement appliance requires adaptation:

  • Initial Discomfort: Patients may experience initial soreness in the teeth, jaw muscles, or TMJ as the jaw adjusts to the new position. This typically subsides within a few days to weeks.
  • Speech and Eating: Speech may be temporarily affected, and eating may require some adjustment, especially with fixed appliances.
  • Oral Hygiene: Meticulous oral hygiene is crucial, especially with fixed appliances, to prevent plaque accumulation and cavities.
  • Compliance: For removable functional appliances, consistent wear (typically 12-24 hours per day, depending on the appliance and orthodontist's instructions) is paramount for successful outcomes.

Consultation with an Orthodontic Specialist

The decision to use a specific mandibular advancement appliance, and the duration of treatment, is highly individualized. It requires a thorough examination by a qualified orthodontist, including X-rays, impressions, and clinical assessment. The orthodontist will determine the most appropriate appliance based on the patient's age, growth potential, severity of the malocclusion, and specific needs. These are complex medical devices, and their proper application is essential for achieving optimal functional and aesthetic results.

Key Takeaways

  • Mandibular advancement devices (MADs), including fixed Herbst appliances and removable functional appliances like Twin Block, Bionator, and Frankel, are the primary orthodontic tools for moving the lower jaw forward.
  • The Herbst appliance is a fixed solution providing continuous force, making its effectiveness less dependent on patient compliance, and is primarily used in growing patients.
  • Functional appliances are removable devices that leverage natural muscle activity and jaw posture to guide growth, with their success heavily relying on consistent patient wear.
  • All mandibular advancement appliances work through biomechanical principles that induce skeletal remodeling, dental compensation, muscular adaptation, and TMJ remodeling.
  • These devices primarily treat Class II malocclusion (overbite/retrognathia) and can also be used in certain cases to alleviate obstructive sleep apnea by advancing the tongue base.

Frequently Asked Questions

What are Mandibular Advancement Devices (MADs) and what conditions do they treat?

Mandibular Advancement Devices (MADs) are specialized orthodontic appliances used to correct Class II malocclusion (where the lower jaw is too far back) and can also help with obstructive sleep apnea by moving the lower jaw forward.

What is the difference between a Herbst appliance and functional appliances?

The Herbst appliance is a fixed device that constantly pushes the lower jaw forward, requiring less patient compliance. Functional appliances like the Twin Block, Bionator, and Frankel are removable and rely on the patient's muscle activity and consistent wear to guide jaw repositioning.

How do orthodontic appliances move the lower jaw forward?

These appliances work by applying sustained forces that stimulate skeletal remodeling (growth at the condylar cartilages), dental compensation (tooth movement), muscular adaptation, and TMJ remodeling to accommodate the new forward jaw position.

What should patients expect when wearing a mandibular advancement appliance?

Patients may experience initial soreness, temporary changes in speech and eating, and must maintain meticulous oral hygiene, especially with fixed appliances. Consistent wear is crucial for the success of removable functional appliances.

Who decides which orthodontic appliance is best for a patient?

A qualified orthodontist determines the most appropriate appliance and treatment duration after a thorough examination, including X-rays and clinical assessment, based on the patient's age, growth potential, and the severity of their malocclusion.